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Publication Details
Type
Proposed Rulemaking
Document Number
2011-7937
Federal Register Publish Date
04/14/2011
Federal Register Citation
Comment Open Date
04/14/2011
Comment End Date
05/31/2011
Comment Status
Closed
Rulemaking Details
Rulemaking

Incentive-Based Compensation Arrangements

Contact Information

FOR FURTHER INFORMATION CONTACT: Alfred M. Pollard, General Counsel, (202) 414-3788 or Patrick J. Lawler, Associate Director and Chief Economist (202) 414-3746, Federal Housing Finance Agency, Fourth Floor, 1700 G Street NW., Washington, DC 20552. If you are deaf, hard of hearing, or have a speech disability, please dial 7-1-1 to access telecommunications relay services. Additionally, the TDD 1-(800) number referenced in Rulemaking documents attached to this page is obsolete and the 7-1-1 number should be used.

Summary

SUMMARY: The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.

DATES: Comments must be received by May 31, 2011.​

Public Comments people-icon

Below are a compilation of public comments made on this publication.

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Date First Name Last Name Organization Comment
05/16/11 Jerry Nolan N/A
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05/16/11 Jim Stolz N/A
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05/16/11 Joanne Ferrary N/A
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05/16/11 John Barfield N/A
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05/16/11 John Jacobs N/A
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05/16/11 Jonathan Netherton N/A
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05/16/11 Kelly Hart N/A
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05/16/11 Larry Brantley N/A
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05/16/11 Lee Dimin N/A
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05/16/11 Leslie Stiba N/A
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05/16/11 Leslie Stiba N/A
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05/16/11 Mago Morado N/A
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05/16/11 Margaret Beresford N/A
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05/16/11 Mary Rowell N/A
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05/16/11 Mike & Sharon Bramlett N/A
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05/16/11 Neil Stecker N/A
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05/16/11 Paul Johnson N/A
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05/16/11 Rick Claypool N/A
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05/16/11 Robert Ketchum N/A
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05/16/11 Roger Morton N/A
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05/16/11 Tim Collingwood N/A
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05/16/11 Wallace Pearce N/A
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05/03/11 Ethan Cohen-Cole University of Maryland Center for Financial Policy
Michael Faulkender; Nagpurnanand Prabhala; Lemma Senbet; Haluk Ünal. V…
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04/15/11 Chris Barnard N/A
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03/31/11 Robert Menendez N/A
Jeff Merkley; Frank Lautenberg. View Comment
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